Data / Form D filings / NEOPHOTONICS CORP
NEOPHOTONICS CORP: Form D filings
NEOPHOTONICS CORP, a telecommunications company in San Jose, CA, filed 2 Form D notices with the SEC between 2010 and 2012. The latest, on May 7, 2012, reports $39.8 million sold of a $39.8 million offering to 1 investor.
Find out what NEOPHOTONICS CORP does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 2911 ZANKER ROAD, San Jose, CA, 95134
- Phone
- (408) 232-9200
- Industry
- Telecommunications
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1227025
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Telecommunications: 158 rows, $7.90, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 7, 2012 | New notice | $39,783,240 | $39,783,240 | $0 | 1 | Apr 27, 2012 | sec.gov |
| Jan 8, 2010 | New notice | $18,649,700 | $8,890,600 | $9,759,100 | 11 | Dec 23, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Timothy S. Jenks | Executive Officer, Director | |
| Dr. G. Ferris L. Lipscomb | Executive Officer | |
| James D. Fay | Executive Officer | |
| Bjorn L. Olsson | Director | |
| Bandel L. Carano | Director | |
| Sergey L. Polikarpov | Director | |
| Dr. Wupen L. Yuen | Executive Officer | |
| Michael J. Sophie | Director | |
| Benjamin L. Sitler | Executive Officer | |
| "Dr. Chi Yeu (""Raymond"")" L. Cheung | Executive Officer | |
| Allan L. Kwan | Director | |
| Lee Sen L. Ting | Director |
Other telecommunications companies in California that filed recently
- BEAMLINK, INC. $2.3 million · Sep 29, 2026
- VTG Global Inc. $25,000 · Sep 18, 2026
Every Form D from the week of May 7, 2012 · All recent filings in California · All recent Telecommunications filings
Read from SEC EDGAR. Amount sold is what NEOPHOTONICS CORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.