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Data / Form D filings / NATIONAL PLANNING CORP/CA

NATIONAL PLANNING CORP/CA: Form D filings

NATIONAL PLANNING CORP/CA, an insurance company in El Segundo, CA, filed 16 Form D notices with the SEC between 2010 and 2018. The latest, on January 19, 2018, reports $3.5 million sold of a $3.5 million offering to 53 investors.

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Company details from the filing

Address
100 North Sepulveda Blvd., Suite 1800, El Segundo, CA, 90245
Phone
(310) 899-7900
Industry
Insurance
Entity type
Corporation
Incorporated in
Delaware
Revenue range
Decline to Disclose
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
1351905

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Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Jan 19, 2018Amendment$3,457,539$3,457,539$053Jan 31, 2017sec.gov
Jan 20, 2017New noticeIndefinite$0Indefinite0Yet to occursec.gov
Jan 20, 2017Amendment$685,051$685,051$020Jan 31, 2016sec.gov
Jan 20, 2016New noticeIndefinite$0Indefinite0Yet to occursec.gov
Jan 20, 2016Amendment$14,206,622$14,206,622$0206Jan 31, 2015sec.gov
Jan 26, 2015New noticeIndefinite$0Indefinite0Yet to occursec.gov
Jan 26, 2015Amendment$288,746$288,746$017Jan 31, 2014sec.gov
Jan 24, 2014New noticeIndefinite$0Indefinite0Yet to occursec.gov
Jan 24, 2014Amendment$10,637,905$10,637,905$0168Jan 31, 2013sec.gov
Jan 18, 2013New noticeIndefinite$0Indefinite0Yet to occursec.gov
Jan 18, 2013Amendment$550,673$550,673$017Jan 31, 2012sec.gov
Feb 3, 2012Amendment$120,578$120,578$010Jan 31, 2011sec.gov
Jan 20, 2012New noticeIndefinite$0Indefinite0Yet to occursec.gov
Jan 20, 2012Amendment$419,119$419,119$015Jan 15, 2011sec.gov
Jan 7, 2011New noticeIndefinite$0Indefinite0Yet to occursec.gov
Jan 13, 2010New noticeIndefinite$0Indefinite0Yet to occursec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
Maura O. CollinsExecutive Officer
John O. JohnsonExecutive Officer, Director
Kirsten O. BoschExecutive Officer
Bradley O. HarrisDirector
Gerry O. GundersonExecutive Officer
Scott E. RomineDirector

Other insurance companies in California that filed recently

Every Form D from the week of Jan 15, 2018 · All recent filings in California · All recent Insurance filings

Read from SEC EDGAR. Amount sold is what NATIONAL PLANNING CORP/CA reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.

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