Data / Form D filings / Heritage Global Inc.
Heritage Global Inc.: Form D filings
Heritage Global Inc., a company in San Diego, CA, filed 7 Form D notices with the SEC between 2010 and 2016. The latest, on April 8, 2016, reports $16,800 sold of a $16,800 offering to 7 investors.
Find out what Heritage Global Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 12625 High Bluff Drive, Suite 305, San Diego, CA, 92130
- Phone
- (858) 847-0656
- Industry
- Other
- Entity type
- Corporation
- Incorporated in
- Florida
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 849145
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in other industries: 9,873 rows, $178.73, or the new rows each week for $19.10 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 8, 2016 | New notice | $16,800 | $16,800 | $0 | 7 | Mar 31, 2016 | sec.gov |
| Jul 20, 2015 | New notice | $225,000 | $225,000 | $0 | 2 | May 7, 2013 | sec.gov |
| Aug 21, 2012 | New notice | $1,053,376 | $1,053,376 | $0 | 2 | Aug 10, 2012 | sec.gov |
| Mar 13, 2012 | New notice | $2,000,000 | $2,000,000 | $0 | 2 | Feb 29, 2012 | sec.gov |
| Jul 5, 2011 | New notice | $36,885 | $36,885 | $0 | 4 | Jun 23, 2011 | sec.gov |
| Jan 24, 2011 | New notice | Indefinite | $0 | Indefinite | 2 | Jan 19, 2011 | sec.gov |
| Dec 15, 2010 | New notice | $421,460 | $421,460 | $0 | 2 | Dec 10, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Samuel L Shimer | Director | |
| Hal B Heaton | Director | |
| Henry Y Toh | Director | |
| James B Ryan | Director | |
| Allan C Silber | Director | |
| David L Turock | Director | |
| Morris B Perlis | Director |
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Every Form D from the week of Apr 4, 2016 · All recent filings in California · All recent Other filings
Read from SEC EDGAR. Amount sold is what Heritage Global Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.