Data / Form D filings / GAIA Principal, LLC
GAIA Principal, LLC: Form D filings
GAIA Principal, LLC, a company in Minneapolis, MN, filed 2 Form D notices with the SEC between 2016 and 2017. The latest, on August 2, 2017, reports $4.5 million sold of a $10 million offering to 55 investors.
Find out what GAIA Principal, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 323 ELMWOOD PLACE WEST, Minneapolis, MN, 55419
- Phone
- (612) 385-6369
- Industry
- Other
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2016
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1676498
The full lists. Form D filings in Minnesota: 692 rows, $34.60, or the new rows each week for $19 a month. Form D filings in other industries: 9,873 rows, $178.73, or the new rows each week for $19.10 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Aug 2, 2017 | Amendment | $10,000,000 | $4,542,000 | $5,458,000 | 55 | Aug 3, 2016 | sec.gov |
| Aug 2, 2016 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Thomas Dean | Director | |
| Todd Lloyd | Director | |
| Seth Tribon | Director | |
| Laurence Anderson | Director | |
| Jason Huse | Executive Officer |
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Every Form D from the week of Jul 31, 2017 · All recent filings in Minnesota · All recent Other filings
Read from SEC EDGAR. Amount sold is what GAIA Principal, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.