Data / Form D filings / DLS Financial, LLC
DLS Financial, LLC: Form D filings
DLS Financial, LLC, a commercial real estate company in Rome, GA, filed 3 Form D notices with the SEC between 2010 and 2015. The latest, on January 2, 2015, reports $6.2 million sold of a $6.2 million offering to 81 investors.
Find out what DLS Financial, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 901 N BROAD STREET, SUITE 400, Rome, GA, 30161
- Phone
- (706) 238-9575
- Industry
- Commercial
- Entity type
- Limited Liability Company
- Incorporated in
- Georgia
- Revenue range
- $1 - $1,000,000
- Exemptions claimed
- Rule 506(c)
- SEC identifier (CIK)
- 1498161
The full lists. Form D filings in Georgia: 1,337 rows, $66.85, or the new rows each week for $19 a month. Form D filings in Commercial: 4,278 rows, $122.78, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jan 2, 2015 | Amendment | $6,200,000 | $6,200,000 | $0 | 81 | Dec 9, 2014 | sec.gov |
| Nov 8, 2013 | New notice | $6,200,000 | $0 | $6,200,000 | 0 | Yet to occur | sec.gov |
| Aug 4, 2010 | New notice | $8,485,000 | $550,000 | $7,935,000 | 3 | Mar 26, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Jerry Eskel Dempsey | Executive Officer, Promoter | |
| John Hayward Lord | Executive Officer, Promoter | |
| Ernest Liddell Smith | Executive Officer, Promoter |
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Every Form D from the week of Dec 29, 2014 · All recent filings in Georgia · All recent Commercial filings
Read from SEC EDGAR. Amount sold is what DLS Financial, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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