Data / Form D filings / DFMSIM INC
DFMSIM INC: Form D filings
DFMSIM INC, a technology company in Palo Alto, CA, filed 5 Form D notices with the SEC between 2009 and 2012. The latest, on September 20, 2012, reports $136,170 sold of a $3 million offering to 4 investors.
Find out what DFMSIM INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 1801 PAGE MILL ROAD, SUITE 270, Palo Alto, CA, 94304
- Phone
- (650) 353-2047
- Industry
- Other Technology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1448920
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 20, 2012 | New notice | $3,000,000 | $136,170 | $2,863,830 | 4 | Sep 13, 2012 | sec.gov |
| Jul 14, 2011 | New notice | $1,500,000 | $72,384 | $1,427,616 | 7 | Jul 5, 2011 | sec.gov |
| Sep 15, 2010 | New notice | $834,389 | $834,389 | $0 | 11 | Sep 2, 2010 | sec.gov |
| Feb 5, 2010 | New notice | $5,000,000 | $368,000 | $4,632,000 | 5 | Dec 23, 2009 | sec.gov |
| Jul 1, 2009 | New notice | $6,000,000 | $100,000 | $5,900,000 | 1 | Jun 22, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Raman K. Nurani | Executive Officer | |
| Nungavaram S. Viswanathan | Executive Officer | |
| Stephen T. McGrath | Director | |
| Amiel M. Kornel | Executive Officer, Director | |
| James T. Healy | Director | |
| Matthias S. Frank | Executive Officer | |
| Raj K. Raheja | Director | |
| Anantha Sethuraman | Executive Officer, Director |
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Every Form D from the week of Sep 17, 2012 · All recent filings in California · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what DFMSIM INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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