Data / Form D filings / Compliance11, Inc.
Compliance11, Inc.: Form D filings
Compliance11, Inc., a technology company in Chicago, IL, filed 3 Form D notices with the SEC between 2010 and 2011. The latest, on April 7, 2011, reports $850,000 sold of a $850,000 offering to 9 investors.
Find out what Compliance11, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 125 SOUTH WACKER DRIVE, Suite 1150, Chicago, IL, 60606
- Phone
- (312) 676-2042
- Industry
- Other Technology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2006
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1417736
The full lists. Form D filings in Illinois: 1,511 rows, $75.55, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 7, 2011 | New notice | $850,000 | $850,000 | $0 | 9 | Mar 31, 2011 | sec.gov |
| Mar 25, 2011 | New notice | $500,000 | $500,000 | $0 | 6 | Feb 8, 2011 | sec.gov |
| Jan 4, 2010 | New notice | $6,678,766 | $6,178,766 | $500,000 | 2 | Dec 21, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| William E. Wolf | Director | |
| Jay E. Raines | Executive Officer | |
| Chris E. Capps | Director | |
| Susan L. Rosenbaum | Executive Officer | |
| Karen E. Zenisek | Executive Officer | |
| Bruce E. Beerbower | Director | |
| Jim E. Gagnard | Director | |
| Tracey E. Straub | Executive Officer | |
| Tad Mitchell | Executive Officer, Director |
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Every Form D from the week of Apr 4, 2011 · All recent filings in Illinois · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what Compliance11, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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