Data / Form D filings / Compliance Science, Inc.
Compliance Science, Inc.: Form D filings
Compliance Science, Inc., a technology company in New York, NY, filed 3 Form D notices with the SEC between 2014 and 2017. The latest, on November 17, 2017, reports $8.2 million sold of a $8.2 million offering to 2 investors.
Find out what Compliance Science, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 875 AVENUE OF THE AMERICAS, 12TH FLOOR, New York, NY, 10001
- Phone
- (212) 327-1533
- Industry
- Other Technology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2013
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1597136
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 17, 2017 | New notice | $8,222,502 | $8,222,502 | $0 | 2 | Oct 18, 2017 | sec.gov |
| Jul 12, 2016 | New notice | $2,999,992 | $2,999,992 | $0 | 1 | May 19, 2016 | sec.gov |
| Jan 15, 2014 | New notice | $8,249,983 | $8,249,983 | $0 | 1 | Jan 2, 2014 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Mitchel Kraskin | Director | |
| Christopher Sugden | Director | |
| Jean-Marc Levy | Executive Officer, Director | |
| Ronald Gould | Director | |
| Glenn Stevens | Director | |
| David Eisner | Executive Officer, Director | |
| Michael D'Angelo | Director | |
| Robert Mattes | Executive Officer |
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Every Form D from the week of Nov 13, 2017 · All recent filings in New York · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what Compliance Science, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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