Data / Form D filings / CMS Global Securities, Inc.
CMS Global Securities, Inc.: Form D filings
CMS Global Securities, Inc., an investment banking company in New York, NY, filed 3 Form D notices with the SEC between 2011 and 2012. The latest, on July 13, 2012, reports $30,000 sold of a $5 million offering to 1 investor.
Find out what CMS Global Securities, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 120 WALL STREET, 16TH FLOOR, New York, NY, 10005
- Phone
- (212) 495-3210
- Industry
- Investment Banking
- Entity type
- Corporation
- Incorporated in
- Nevada
- Year incorporated
- 2011
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1535608
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Investment Banking: 94 rows, $5, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jul 13, 2012 | New notice | $5,000,000 | $30,000 | $4,970,000 | 1 | Jun 29, 2012 | sec.gov |
| Feb 10, 2012 | Amendment | $5,000,000 | $134,920 | $4,865,080 | 4 | Sep 30, 2011 | sec.gov |
| Nov 29, 2011 | New notice | $5,000,000 | $125,000 | $4,875,000 | 3 | Sep 30, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Paul E Taboada | Executive Officer, Director |
Other investment banking companies in New York that filed recently
- GS Finance Corp. $323,000 · Nov 4, 2026
Every Form D from the week of Jul 9, 2012 · All recent filings in New York · All recent Investment Banking filings
Read from SEC EDGAR. Amount sold is what CMS Global Securities, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.