Data / Form D filings / CBOA FINANCIAL, INC.
CBOA FINANCIAL, INC.: Form D filings
CBOA FINANCIAL, INC., a commercial banking company in Tucson, AZ, filed 4 Form D notices with the SEC between 2013 and 2017. The latest, on May 19, 2017, reports $4.8 million sold of a $9.5 million offering to 76 investors.
Find out what CBOA FINANCIAL, INC. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 3805 East Broadway Boulevard, Tucson, AZ, 85716
- Phone
- (520) 325-5200
- Industry
- Commercial Banking
- Entity type
- Corporation
- Incorporated in
- Arizona
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1584412
The full lists. Form D filings in Arizona: 953 rows, $47.65, or the new rows each week for $19 a month. Form D filings in Commercial Banking: 315 rows, $15.75, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 19, 2017 | New notice | $9,450,000 | $4,830,000 | $4,620,000 | 76 | May 8, 2017 | sec.gov |
| Jul 9, 2015 | New notice | $6,000,000 | $2,586,500 | $3,413,500 | 44 | Jun 30, 2015 | sec.gov |
| Jun 18, 2014 | New notice | Indefinite | $438,000 | Indefinite | 11 | Jun 13, 2014 | sec.gov |
| Aug 23, 2013 | New notice | $12,000,026 | $11,385,734 | $614,292 | 77 | Aug 13, 2013 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| James Pierce Frein | Director | |
| John Pierce Lewis | Executive Officer, Director | |
| W. Sean Lawley | Director | |
| Kim Sean Soule | Director | |
| Michael Pierce Hammond | Director | |
| Ken Sean Flower | Director | |
| Robert Sean Decker | Director | |
| William Pierce Assenmacher | Director | |
| Steve Sean Pickering | Director |
Other commercial banking companies in Arizona that filed recently
- ServBanc Holdco, Inc. $90 million · Aug 26, 2026
Every Form D from the week of May 15, 2017 · All recent filings in Arizona · All recent Commercial Banking filings
Read from SEC EDGAR. Amount sold is what CBOA FINANCIAL, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.