Data / Form D filings / CARDICA INC
CARDICA INC: Form D filings
CARDICA INC, a health care company in Redwood City, CA, filed 3 Form D notices with the SEC between 2009 and 2010. The latest, on December 22, 2010, reports $600,001 sold of a $10.6 million offering to 1 investor.
Find out what CARDICA INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 900 SAGINAW DRIVE, Redwood City, CA, 94063
- Phone
- (650) 364-9975
- Industry
- Other Health Care
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- $1,000,001 - $5,000,000
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1178104
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Health Care: 1,958 rows, $97.90, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Dec 22, 2010 | New notice | $10,600,001 | $600,001 | $10,000,000 | 1 | Dec 14, 2010 | sec.gov |
| Aug 26, 2010 | New notice | $3,000,000 | $3,000,000 | $0 | 1 | Aug 17, 2010 | sec.gov |
| Oct 1, 2009 | New notice | $16,100,967 | $10,197,957 | $5,903,010 | 49 | Sep 25, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Jeffrey D. Purvin | Director | |
| Bernard Hausen | Executive Officer, Director | |
| Bryan D. Knodel | Executive Officer | |
| Kevin D. Larkin | Director | |
| William D. Younger | Director | |
| Richard D. Powers | Director | |
| Frederick D. Bauer | Executive Officer | |
| Robert Y. Newell | Executive Officer | |
| John D. Simon | Director |
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Every Form D from the week of Dec 20, 2010 · All recent filings in California · All recent Other Health Care filings
Read from SEC EDGAR. Amount sold is what CARDICA INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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