Data / Form D filings / C3, LLC
C3, LLC: Form D filings
C3, LLC, a technology company in San Mateo, CA, filed 7 Form D notices with the SEC between 2009 and 2010. The latest, on October 4, 2010, reports $30.1 million sold of a $48.4 million offering to 86 investors.
Find out what C3, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 1820 GATEWAY DRIVE, SUITE 250, San Mateo, CA, 94404
- Phone
- (650) 403-2060
- Industry
- Other Technology
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2009
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1478044
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Oct 4, 2010 | Amendment | $48,414,000 | $30,131,170 | $18,282,830 | 86 | Dec 16, 2009 | sec.gov |
| May 24, 2010 | Amendment | $33,275,994 | $25,661,328 | $7,614,666 | 72 | Dec 16, 2009 | sec.gov |
| May 24, 2010 | Amendment | $7,000,000 | $7,000,000 | $0 | 3 | Jan 20, 2009 | sec.gov |
| Apr 8, 2010 | Amendment | $30,305,824 | $23,305,822 | $7,000,002 | 43 | Dec 16, 2009 | sec.gov |
| Dec 29, 2009 | New notice | $27,414,000 | $9,999,998 | $17,414,002 | 20 | Dec 16, 2009 | sec.gov |
| Dec 15, 2009 | New notice | $11,810,000 | $11,810,000 | $0 | 64 | Jan 27, 2009 | sec.gov |
| Dec 15, 2009 | New notice | $4,000,000 | $4,000,000 | $0 | 3 | Jan 20, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Mayo A. Shattuck | Director | |
| E. Spencer Abraham | Director | |
| Michael G. McCaffery | Director | |
| Dr. Condoleezza Spencer Rice | Director | |
| Dr. Richard C. Levin | Director | |
| Thomas M. Siebel | Executive Officer, Director | |
| Paul J. Gifford | Executive Officer | |
| Patricia A. House | Executive Officer, Director | |
| Edward Y. Abbo | Executive Officer, Director | |
| Stephen M. Ward, Jr. | Director | |
| S. Shankar Sastry | Director | |
| Jeffrey T. Amann | Executive Officer | |
| Jay S. Dweck | Director |
Other technology companies in California that filed recently
- Hom3 Technologies LLC $10,000 · Nov 9, 2026
- Oberon Technology Holdings Inc. $9.5 million · Nov 9, 2026
- RICH RISING GROUP, INC $7.5 million · Nov 9, 2026
- Litewave.AI, Inc $1.5 million · Nov 9, 2026
- Peraso Inc. $10 million · Nov 9, 2026
- Nadhi AI, Inc. $21.1 million · Nov 6, 2026
Every Form D from the week of Oct 4, 2010 · All recent filings in California · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what C3, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.