Data / Form D filings / B. Riley Financial, Inc.
B. Riley Financial, Inc.: Form D filings
B. Riley Financial, Inc., a business services company in Woodland Hills, CA, filed 4 Form D notices with the SEC between 2009 and 2015. The latest, on February 17, 2015, reports $6.7 million sold of a $6.7 million offering to 2 investors.
Find out what B. Riley Financial, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 21860 BURBANK BLVD., SUITE 300 SOUTH, Woodland Hills, CA, 91367
- Phone
- (818) 884-3737
- Industry
- Business Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1464790
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Business Services: 760 rows, $38, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Feb 17, 2015 | New notice | $6,666,660 | $6,666,660 | $0 | 2 | Feb 2, 2015 | sec.gov |
| Jun 30, 2014 | New notice | $35,208,701 | $35,208,701 | $0 | 2 | Jun 18, 2014 | sec.gov |
| Jun 2, 2014 | New notice | $51,446,500 | $51,446,500 | $0 | 53 | May 19, 2014 | sec.gov |
| Oct 13, 2009 | New notice | $509,748 | $242,000 | $267,748 | 2 | Sep 3, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Richard L. Todaro | Director | |
| Howard E. Weitzman | Executive Officer | |
| Thomas J. Kelleher | Executive Officer | |
| Matthew J. Hart | Director | |
| Phillip J. Ahn | Executive Officer | |
| Andrew G. Gumaer | Director | |
| Bryant R. Riley | Executive Officer, Director | |
| Hugh G. Hilton | Director |
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Every Form D from the week of Feb 16, 2015 · All recent filings in California · All recent Business Services filings
Read from SEC EDGAR. Amount sold is what B. Riley Financial, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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