Data / Form D filings / AUM Cardiovascular, Inc.
AUM Cardiovascular, Inc.: Form D filings
AUM Cardiovascular, Inc., a health care company in Northfield, MN, filed 6 Form D notices with the SEC between 2011 and 2016. The latest, on December 14, 2016, reports $570,807 sold of a $3 million offering to 4 investors.
Find out what AUM Cardiovascular, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 1405 Heritage Drive, Suite 100, Northfield, MN, 55057
- Phone
- (612) 868-0073
- Industry
- Other Health Care
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1524331
The full lists. Form D filings in Minnesota: 692 rows, $34.60, or the new rows each week for $19 a month. Form D filings in Other Health Care: 1,958 rows, $97.90, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Dec 14, 2016 | New notice | $3,000,000 | $570,807 | $2,429,193 | 4 | Oct 28, 2016 | sec.gov |
| Jul 9, 2015 | New notice | $6,256,000 | $5,006,150 | $1,249,850 | 4 | Jun 12, 2015 | sec.gov |
| Jul 15, 2013 | Amendment | $1,800,000 | $1,800,000 | $0 | 17 | Apr 15, 2013 | sec.gov |
| Apr 24, 2013 | New notice | $1,500,000 | $0 | $1,500,000 | 0 | Yet to occur | sec.gov |
| Oct 25, 2012 | Amendment | $3,300,000 | $3,300,000 | $0 | 24 | Jan 31, 2011 | sec.gov |
| Jul 7, 2011 | New notice | $2,600,000 | $456,000 | $2,144,000 | 5 | Jan 31, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| John (Jack) C. Springer | Director | |
| Bernard J. Weiss | Director | |
| Richard W. Kramp | Director | |
| Nancy Ness | Executive Officer | |
| Marie Johnson, Ph.D. | Executive Officer, Director, Promoter |
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- PELVITAL USA, INC. $520,000 · Oct 5, 2026
Every Form D from the week of Dec 12, 2016 · All recent filings in Minnesota · All recent Other Health Care filings
Read from SEC EDGAR. Amount sold is what AUM Cardiovascular, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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