Data / Form D filings / ASX Ltd.
ASX Ltd.: Form D filing
ASX Ltd., a business services company in Sydney, Australia, filed a Form D with the SEC in 2013. The latest, on July 8, 2013, reports $27.4 million sold of a $27.4 million offering to 22 investors.
Find out what ASX Ltd. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 20 BRIDGE STREET, Sydney, Australia, 2000
- Phone
- 61292270000
- Industry
- Business Services
- Entity type
- Corporation
- Incorporated in
- Australia
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1449003
The full lists. Form D filings in Business Services: 760 rows, $38, or the new rows each week for $19 a month. Form D filings: 44,302 rows, $523.02, or the new rows each week for $92.05 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jul 8, 2013 | New notice | $27,435,114 | $27,435,114 | $0 | 22 | Jun 21, 2013 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Elmer Funke Kupper | Executive Officer | |
| Heather Ridout | Director | |
| Shane Finemore | Director | |
| Ramy Aziz | Executive Officer | |
| Amanda Harkness | Executive Officer | |
| Rick Holiday-Smith | Director | |
| Peter Marriott | Director | |
| Kenneth Henry | Director | |
| Russell Aboud | Director | |
| Peter Warne | Director | |
| Peter Hiom | Executive Officer | |
| Jillian Segal | Director |
Every Form D from the week of Jul 8, 2013 · All recent Business Services filings
Read from SEC EDGAR. Amount sold is what ASX Ltd. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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