Data / Form D filings / AS GROUP #3 LP
AS GROUP #3 LP: Form D filings
AS GROUP #3 LP, a technology company in Bangor, ME, filed 2 Form D notices with the SEC between 2009 and 2010. The latest, on March 18, 2010, reports $5.7 million sold of a $8.8 million offering to 205 investors.
Find out what AS GROUP #3 LP does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 26 COLUMBIA ST, Bangor, ME, 04401
- Phone
- (207) 947-0534
- Industry
- Other Technology
- Entity type
- Limited Partnership
- Incorporated in
- Maine
- Year incorporated
- 2005
- Revenue range
- $1 - $1,000,000
- Exemptions claimed
- Rule 506, Securities Act section 4(6)
- SEC identifier (CIK)
- 1352645
The full lists. Form D filings in Maine: 101 rows, $5.05, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 18, 2010 | Amendment | $8,769,301 | $5,702,270 | $3,067,031 | 205 | Jan 18, 2006 | sec.gov |
| May 19, 2009 | Amendment | $8,469,392 | $4,845,819 | $3,623,573 | 164 | Jan 18, 2006 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Alan E. Kozlay | Director | |
| Andrew E. Sherman | Director | |
| Richard E. Prout | Director | |
| Scott E. Johnson | Executive Officer, Director | |
| James E. McLeod | Director | |
| Thatcher M. Adams, Jr. | Executive Officer, Promoter | |
| Clark E. Sigsbee | Director | |
| Douglas E. Kozlay | Executive Officer, Director |
Other technology companies in Maine that filed recently
- Bluesonde Technologies, Inc. $1 million · Oct 29, 2026
- Defendify, Inc. $6.5 million · Oct 13, 2026
- MedRhythms, Inc. $250,000 · Oct 13, 2026
Every Form D from the week of Mar 15, 2010 · All recent filings in Maine · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what AS GROUP #3 LP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.