Data / Form D filings / Ambac Assurance Corp
Ambac Assurance Corp: Form D filings
Ambac Assurance Corp, an insurance company in New York, NY, filed 2 Form D notices with the SEC in 2018. The latest, on July 30, 2018, reports an offering of $366.5 million with nothing sold yet.
Find out what Ambac Assurance Corp does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- ONE STATE STREET PLAZA, 15TH FLOOR, New York, NY, 10004
- Phone
- (212) 658-7470
- Industry
- Insurance
- Entity type
- Corporation
- Incorporated in
- Wisconsin
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1727123
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Insurance: 768 rows, $38.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jul 30, 2018 | New notice | $366,452,625 | $0 | $366,452,625 | 0 | Yet to occur | sec.gov |
| Feb 6, 2018 | New notice | $240,000,000 | $0 | $240,000,000 | 0 | Yet to occur | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| David L. Herzog | Director | |
| David S. Barranco | Executive Officer | |
| Jeffrey S. Stein | Director | |
| C. James Prieur | Director | |
| Ian D. Haft | Director | |
| Claude L. LeBlanc | Executive Officer, Director | |
| Joan L. Lamm-Tennant | Director | |
| Alexander D. Greene | Director | |
| R. Sharon Smith | Executive Officer | |
| Stephen M. Ksenak | Executive Officer | |
| Robert B. Eisman | Executive Officer | |
| Michael M. Reilly | Executive Officer | |
| David M. Trick | Executive Officer |
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- XN Companies Inc. $30.5 million · Sep 18, 2026
Every Form D from the week of Jul 30, 2018 · All recent filings in New York · All recent Insurance filings
Read from SEC EDGAR. Amount sold is what Ambac Assurance Corp reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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