Data / Public companies / California / Investment advice
Investment advice companies in California: 9 that file annual reports with the SEC
9 companies that file annual reports with the SEC have a business address in California and the industry code SIC 6282 (Investment advice), in the SEC Financial Statement Data Sets filed through September 30, 2026. 7 report revenue, a combined $18.69 billion. 87.5% of the 8 that report net income show a profit. The largest by revenue is Franklin Resources Inc ($8.77 billion).
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- 6282SIC code
- 9Companies with an annual report in the data
- 7Companies that report revenue
- $18.69 billionCombined revenue
- $967.6 millionMedian revenue
- 7 of 8 (87.5%)Reported a net profit
- $75.75 billionCombined total assets
- 3Large accelerated filers
- May 22, 2026Newest annual report filed
Largest by revenue
Latest fiscal year, from each company's annual report. Each name links to the company's page.
| Company | Business address | Revenue | Net income | Total assets | Revenue change |
|---|---|---|---|---|---|
| Franklin Resources Inc | San Mateo, CA | $8.77 billion | $524.9 million | $32.37 billion | 3.5% |
| Ares Management Corp | Los Angeles, CA | $5.60 billion | $527.4 million | $28.63 billion | 44.2% |
| Houlihan Lokey, Inc. | Los Angeles, CA | $2.62 billion | $425.7 million | $4.31 billion | 9.5% |
| BRC Group Holdings, Inc. | Los Angeles, CA | $967.6 million | $307.4 million | $1.71 billion | 29.6% |
| Brookfield Oaktree Holdings, LLC | Los Angeles, CA | $679.5 million | $249.2 million | $6.80 billion | -12.6% |
| Hennessy Advisors Inc | Novato, CA | $35.5 million | $10 million | $160.5 million | 19.9% |
| Triller Group Inc. | Los Angeles, CA | $21.6 million | $-174,542,000 | $35.5 million | -21.3% |
Companies by size of revenue
Companies that report revenue, by the revenue in their latest annual report.
| Revenue | Companies | Share |
|---|---|---|
| $10 million to $100 million | 2 | 28.6% |
| $100 million to $1 billion | 2 | 28.6% |
| $1 billion to $10 billion | 3 | 42.9% |
Cities with the most companies
By city of the business address.
| City | Companies | Share |
|---|---|---|
| Los Angeles | 5 | 55.6% |
| Newport Beach | 1 | 11.1% |
| Novato | 1 | 11.1% |
| San Francisco | 1 | 11.1% |
| San Mateo | 1 | 11.1% |
Newest annual reports
By the date the company filed its latest annual report with the SEC.
| Company | Filed | Fiscal year ended | Form | Revenue |
|---|---|---|---|---|
| Houlihan Lokey, Inc. | May 22, 2026 | March 31, 2026 | 10-K | $2.62 billion |
| Triller Group Inc. | April 14, 2026 | December 31, 2025 | 10-K | $21.6 million |
| Pimco Asset-Based Lending Co LLC | March 31, 2026 | December 31, 2025 | 10-K | Not listed |
| BRC Group Holdings, Inc. | March 31, 2026 | December 31, 2025 | 10-K | $967.6 million |
| Brookfield Oaktree Holdings, LLC | March 24, 2026 | December 31, 2025 | 10-K | $679.5 million |
| Vistaone, L.P. | March 20, 2026 | December 31, 2025 | 10-K | Not listed |
| Ares Management Corp | February 25, 2026 | December 31, 2025 | 10-K | $5.60 billion |
| Hennessy Advisors Inc | December 3, 2025 | September 30, 2025 | 10-K | $35.5 million |
| Franklin Resources Inc | November 10, 2025 | September 30, 2025 | 10-K | $8.77 billion |
Filer category
The SEC's size class for the company when it filed.
| Category | Companies | Share |
|---|---|---|
| Non-accelerated filer | 5 | 55.6% |
| Large accelerated filer | 3 | 33.3% |
| Accelerated filer | 1 | 11.1% |
Updated September 30, 2026. Read from SEC Financial Statement Data Sets (sec.gov). Public data from the US Securities and Exchange Commission. Companies are the registrants whose latest annual report (form 10-K, 20-F or 40-F) is in the SEC Financial Statement Data Sets for 2025 Q3 to 2026 Q3, filed through September 30, 2026. Figures are for the whole fiscal year of that report, in US dollars, as the company filed them in XBRL: SpecStream does not adjust them. The SEC does not guarantee the data sets, and they do not replace the filings. Revenue is the revenue tag the company used; banks and funds often use none. Combined totals add each company once and can include a parent and its subsidiary that both file. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.