Data / Investment advisers / Connecticut / Yakira Capital Management, Inc.
Yakira Capital Management, Inc., Westport, CT: $412 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Yakira Capital Management, Inc. is an SEC registered investment adviser with its main office in Westport, Connecticut and reports $412 million in regulatory assets under management in its Form ADV filed April 22, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 159398
- SEC file number
- 801-74073
- SEC status
- Approved, effective March 5, 2012
- Main office
- 1555 Post Road East Suite 202, Westport, CT 06880
- Phone
- (203) 341-0702
- Regulatory AUM
- $411,590,628 in the Form ADV filed April 22, 2026
- Discretionary AUM
- $411,590,628
- Accounts
- 3
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $107,811,537
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $411.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $411.6 million | April 22, 2026 |
| April 1, 2026 | $393.3 million | March 20, 2026 |
| December 1, 2025 | $347.9 million | March 24, 2025 |
Other advisers in Westport
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Birinyi Associates, Inc. | Westport | $471.7 million | Not listed | adviserinfo.sec.gov |
| August Wealth Advisors LLC | Westport | $436.6 million | Not listed | adviserinfo.sec.gov |
| Longwall Family Office | Westport | $428.2 million | 1 | adviserinfo.sec.gov |
| Ararat Capital Management, LP | Westport | $423 million | 2 | adviserinfo.sec.gov |
| JGB Capital Management L.P. | Westport | $421 million | 6 | adviserinfo.sec.gov |
| Brightlight Capital | Westport | $385.8 million | 1 | adviserinfo.sec.gov |
| Ayrton Capital LLC | Westport | $358.9 million | 1 | adviserinfo.sec.gov |
| Greenhouse Wealth Management, LLC | Westport | $288.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Westport, CT
- Investment advisers in Connecticut
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Yakira Capital Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.