Data / Investment advisers / Kansas / UMB Private Wealth Management, LLC
UMB Private Wealth Management, LLC, Overland Park, KS: $125 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
UMB Private Wealth Management, LLC is an SEC registered investment adviser with its main office in Overland Park, Kansas and reports $125 million in regulatory assets under management in its Form ADV filed September 18, 2026. Its clients include pooled investment vehicles, high net worth individuals and individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 4 private funds.
The request: Watch UMB Private Wealth Management, LLC (CRD number 306374): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 306374
- SEC file number
- 801-117738
- SEC status
- Approved, effective December 5, 2019
- Main office
- 11935 Riley St., Overland Park, KS 66213
- Phone
- (816) 860-7000
- Website
- umb.com
- Regulatory AUM
- $124,717,315 in the Form ADV filed September 18, 2026
- Discretionary AUM
- $54,543,298
- Non discretionary AUM
- $70,174,017
- Accounts
- 46
- Employees
- 94, of which 41 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 4: 4 private equity funds
- Gross assets of private funds
- $70,174,017
- Other offices
- 14
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $70.2 million |
| High net worth individuals | 25 | $44.8 million |
| Individuals (other than high net worth individuals) | 16 | $8.5 million |
| Corporations or other businesses | 1 | $1.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| August 3, 2026 | $124.7 million | July 1, 2026 |
| April 1, 2026 | $68.4 million | March 30, 2026 |
| December 1, 2025 | $47.5 million | June 30, 2025 |
Other advisers in Overland Park
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Quantum Financial Partners LLC | Overland Park | $148.6 million | 1 | adviserinfo.sec.gov |
| Davis Financial Management, Inc. | Overland Park | $144.6 million | Not listed | adviserinfo.sec.gov |
| RSG Investments LLC | Overland Park | $140.5 million | Not listed | adviserinfo.sec.gov |
| Silverhawk Capital Partners, LLC | Overland Park | $138.9 million | 5 | adviserinfo.sec.gov |
| Konza Global Wealth Group | Overland Park | $125.2 million | Not listed | adviserinfo.sec.gov |
| Beyond Wealth | Overland Park | $122.5 million | Not listed | adviserinfo.sec.gov |
| Kompass Kapital Advisors, LLC | Overland Park | $116.6 million | Not listed | adviserinfo.sec.gov |
| Engage Wealth Advisors, LLC | Overland Park | $112.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Overland Park, KS
- Investment advisers in Kansas
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- UMB Private Wealth Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.