Data / Investment advisers / Missouri / Sundvold Financial
Sundvold Financial, Columbia, MO: $233 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sundvold Financial is an SEC registered investment adviser with its main office in Columbia, Missouri and reports $233 million in regulatory assets under management in its Form ADV filed March 13, 2026. Its clients include individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 108176
- SEC file number
- 801-57007
- SEC status
- Approved, effective November 18, 1999
- Legal name
- Sundvold Capital Management LLC
- Main office
- 1000 W. Nifong Building 4, Suite 104, Columbia, MO 65203
- Phone
- (573) 443-1000
- Website
- sundvold.com
- Regulatory AUM
- $232,900,000 in the Form ADV filed March 13, 2026
- Non discretionary AUM
- $232,900,000
- Accounts
- 480
- Employees
- 5, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 480 | $232.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $232.9 million | March 13, 2026 |
| December 1, 2025 | $234 million | February 3, 2025 |
Other advisers in Missouri
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Mader & Shannon Wealth Management | Kansas City | $269.4 million | Not listed | adviserinfo.sec.gov |
| Lewis & Clark Partners, LLC | St. Louis | $262.9 million | 8 | adviserinfo.sec.gov |
| Equity Wealth Partners, LLC | Independence | $258.6 million | Not listed | adviserinfo.sec.gov |
| Baum Capital Partners Management, LLC | Kansas City | $247 million | 2 | adviserinfo.sec.gov |
| St. Louis Financial Planners Asset Management, LLC | Chesterfield | $234 million | Not listed | adviserinfo.sec.gov |
| Sterling Investment Advisors,Llc | Bolivar | $229.3 million | Not listed | adviserinfo.sec.gov |
| McCartney Wealth Management LLC | Saint Louis | $220.7 million | Not listed | adviserinfo.sec.gov |
| Ekon Advisors, LLC | St. Louis | $219.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Sundvold Financial on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.