Data / Investment advisers / Washington / Strategic Income Management, LLC
Strategic Income Management, LLC, Seattle, WA: $3.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Strategic Income Management, LLC is an SEC registered investment adviser with its main office in Seattle, Washington and reports $3.1 billion in regulatory assets under management in its Form ADV filed August 28, 2026. Its clients include investment companies, pooled investment vehicles and sovereign wealth funds and foreign official institutions. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 151956
- SEC file number
- 801-71765
- SEC status
- Approved, effective August 30, 2010
- Main office
- Suite 713 1200 Westlake Ave N, Seattle, WA 98109
- Phone
- (206) 608-3873
- Website
- sim-llc.com
- Regulatory AUM
- $3,139,274,177 in the Form ADV filed August 28, 2026
- Discretionary AUM
- $3,139,274,177
- Accounts
- 6
- Employees
- 6, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $2.07 billion |
| Pooled investment vehicles | 1 | $445.6 million |
| Sovereign wealth funds and foreign official institutions | 1 | $331.1 million |
| State or municipal government entities | 2 | $211 million |
| Insurance companies | 1 | $78 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.14 billion | March 12, 2026 |
| December 1, 2025 | $2.75 billion | August 27, 2025 |
Other advisers in Seattle
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Silver Creek Advisory Partners LLC | Seattle | $10.20 billion | 26 | adviserinfo.sec.gov |
| Empirical Wealth Management | Seattle | $8.43 billion | 1 | adviserinfo.sec.gov |
| Frazier Healthcare Partners | Seattle | $7.72 billion | 25 | adviserinfo.sec.gov |
| Washington Capital Management Inc | Seattle | $7.40 billion | 10 | adviserinfo.sec.gov |
| Badgley Phelps Wealth Managers | Seattle | $7.28 billion | Not listed | adviserinfo.sec.gov |
| Inatai Investment Management Co. LLC | Seattle | $2.69 billion | 3 | adviserinfo.sec.gov |
| Garde Capital, Inc. | Seattle | $2.65 billion | Not listed | adviserinfo.sec.gov |
| Steelhead Partners, LLC | Seattle | $2.51 billion | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Seattle, WA
- Investment advisers in Washington
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Strategic Income Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.