Data / Investment advisers / West Virginia / Steeloaks Investment Advisers, Inc.
Steeloaks Investment Advisers, Inc., Weirton, WV: $131 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Steeloaks Investment Advisers, Inc. is an SEC registered investment adviser with its main office in Weirton, West Virginia and reports $131 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include individuals, state and municipal governments and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Steeloaks Investment Advisers, Inc. (CRD number 108197): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 108197
- SEC file number
- 801-55467
- SEC status
- Approved, effective April 23, 1998
- Main office
- 135 Palm Drive, Weirton, WV 26062
- Phone
- (304) 723-6700
- Website
- steeloaks.com
- Regulatory AUM
- $131,000,000 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $117,000,000
- Non discretionary AUM
- $14,000,000
- Accounts
- 288
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 259 | $43 million |
| State or municipal government entities | 6 | $41 million |
| Corporations or other businesses | 10 | $17 million |
| High net worth individuals | 10 | $16 million |
| Pension and profit sharing plans | Fewer than 5 | $14 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $131 million | March 27, 2026 |
| December 1, 2025 | $166 million | March 26, 2025 |
Other advisers in West Virginia
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| United Brokerage Services Inc | Parkersburg | $372.3 million | Not listed | adviserinfo.sec.gov |
| Fort Henry Capital, LLC | Wheeling | $278.5 million | Not listed | adviserinfo.sec.gov |
| Vandalia Wealth | Charleston | $249.6 million | Not listed | adviserinfo.sec.gov |
| Ironwood Wealth Management, Inc. | Hurricane | $233.1 million | Not listed | adviserinfo.sec.gov |
| Huffman & Ross Wealth Management LLC | Morgantown | $210 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in West Virginia
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving state and municipal governments
- Steeloaks Investment Advisers, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.