Data / Investment advisers / Pennsylvania / Steel Tower Investments
Steel Tower Investments, Pittsburgh, PA: $259 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Steel Tower Investments is an SEC registered investment adviser with its main office in Pittsburgh, Pennsylvania and reports $259 million in regulatory assets under management in its Form ADV filed March 4, 2026. Its clients include high net worth individuals, insurance companies and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Steel Tower Investments (CRD number 166742): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 166742
- SEC file number
- 801-130392
- SEC status
- Approved, effective June 18, 2024
- Legal name
- Up Strategic Wealth Investment Advisors, LLC
- Main office
- 444 Liberty Avenue Suite 1400, Pittsburgh, PA 15222
- Phone
- (412) 586-2060
- Website
- upswia.com
- Regulatory AUM
- $258,650,425 in the Form ADV filed March 4, 2026
- Discretionary AUM
- $258,553,013
- Non discretionary AUM
- $97,412
- Accounts
- 182
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 4, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 18 | $212.1 million |
| Insurance companies | 17 | $36.3 million |
| Individuals (other than high net worth individuals) | 26 | $7.9 million |
| Corporations or other businesses | 6 | $2 million |
| Charitable organizations | 1 | $235,775 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $258.7 million | March 4, 2026 |
| December 1, 2025 | $300.7 million | March 28, 2025 |
Other advisers in Pittsburgh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| US Asset Management, LLC | Pittsburgh | $358.5 million | Not listed | adviserinfo.sec.gov |
| Vista Investment Management, LLC | Pittsburgh | $323.9 million | Not listed | adviserinfo.sec.gov |
| WMS Wealth Planners | Pittsburgh | $314.7 million | Not listed | adviserinfo.sec.gov |
| Chronometer Partners LP | Pittsburgh | $308.4 million | Not listed | adviserinfo.sec.gov |
| Kailasa Capital Management LLC | Pittsburgh | $298.3 million | 1 | adviserinfo.sec.gov |
| DWD Portfolio Solutions, Inc. | Pittsburgh | $248.3 million | Not listed | adviserinfo.sec.gov |
| Kapusta Financial Group | Pittsburgh | $199.6 million | Not listed | adviserinfo.sec.gov |
| Oak Tree Investment Advisors | Pittsburgh | $192.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pittsburgh, PA
- Investment advisers in Pennsylvania
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving insurance companies
- Steel Tower Investments on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.