Data / Investment advisers / New York / Sound Point Commercial Real Estate Finance LLC
Sound Point Commercial Real Estate Finance LLC, New York, NY: $2.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sound Point Commercial Real Estate Finance LLC is an SEC registered investment adviser with its main office in New York, New York and reports $2.7 billion in regulatory assets under management in its Form ADV filed April 30, 2026. Its clients include insurance companies, pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management and other fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 311808
- SEC file number
- 801-120570
- SEC status
- Approved, effective March 19, 2021
- Main office
- 375 Park Avenue 34th Floor, New York, NY 10152
- Phone
- (212) 895-2280
- Website
- cre.soundpointcap.com
- Regulatory AUM
- $2,723,360,506 in the Form ADV filed April 30, 2026
- Discretionary AUM
- $2,723,360,506
- Accounts
- 8
- Employees
- 25, of which 19 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, other fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $252,253,208
- Other offices
- 3
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- April 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 5 | $1.72 billion |
| Pooled investment vehicles | 2 | $524.9 million |
| Corporations or other businesses | 1 | $477.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $2.72 billion | April 30, 2026 |
| April 1, 2026 | $2.45 billion | March 31, 2026 |
| December 1, 2025 | $2.60 billion | August 22, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ardian | New York | $2.77 billion | 9 | adviserinfo.sec.gov |
| Pretium Credit Management, LLC | New York | $2.77 billion | 11 | adviserinfo.sec.gov |
| Consonance Capital Partners, LP | New York | $2.76 billion | 13 | adviserinfo.sec.gov |
| Raine Capital LLC | New York | $2.75 billion | 37 | adviserinfo.sec.gov |
| Peconic Partners LLC | New York | $2.75 billion | 2 | adviserinfo.sec.gov |
| Innocap Investment Advisers, LLC. | New York | $2.71 billion | Not listed | adviserinfo.sec.gov |
| Ars Investment Partners, LLC | New York | $2.71 billion | 2 | adviserinfo.sec.gov |
| 1988 Asset Management, LLC | New York | $2.70 billion | 14 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving insurance companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Sound Point Commercial Real Estate Finance LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.