Data / Investment advisers / California / Silver Rock Financial LP
Silver Rock Financial LP, Los Angeles, CA: $5.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Silver Rock Financial LP is an SEC registered investment adviser with its main office in Los Angeles, California and reports $5.4 billion in regulatory assets under management in its Form ADV filed October 26, 2026. Its clients include pooled investment vehicles, corporations and other businesses and insurance companies. It is paid through a percentage of assets under management and performance based fees. It advises 15 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 283335
- SEC file number
- 801-107505
- SEC status
- Approved, effective March 25, 2016
- Main office
- 12100 Wilshire Blvd. Suite 1000, Los Angeles, CA 90025
- Phone
- (424) 371-9753
- Website
- silver-rock.com
- Regulatory AUM
- $5,381,022,632 in the Form ADV filed October 26, 2026
- Discretionary AUM
- $5,381,022,632
- Accounts
- 33
- Employees
- 31, of which 16 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 15: 10 hedge funds, 5 securitized asset funds
- Gross assets of private funds
- $4,414,272,305
- Other offices
- 2
- Umbrella registration
- 1 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 28 | $4.49 billion |
| Corporations or other businesses | Fewer than 5 | $686.3 million |
| Insurance companies | Fewer than 5 | $125.5 million |
| Charitable organizations | Fewer than 5 | $9.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $5.38 billion | March 31, 2026 |
| December 1, 2025 | $11.58 billion | November 21, 2025 |
Other advisers in Los Angeles
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Shamrock Capital Advisors, LLC | Los Angeles | $6.73 billion | 25 | adviserinfo.sec.gov |
| NWF Advisory Services Inc | Los Angeles | $6.43 billion | Not listed | adviserinfo.sec.gov |
| Aurora Capital Partners Management VI L.P. | Los Angeles | $6.20 billion | 13 | adviserinfo.sec.gov |
| Freeman Spogli | Los Angeles | $6.16 billion | 7 | adviserinfo.sec.gov |
| Westmount Partners, LLC | Los Angeles | $5.94 billion | Not listed | adviserinfo.sec.gov |
| Arena Capital Advisors | Los Angeles | $5.33 billion | 26 | adviserinfo.sec.gov |
| Nexus Capital Management LP | Los Angeles | $5.13 billion | 15 | adviserinfo.sec.gov |
| Genter Capital Management | Los Angeles | $5.10 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Angeles, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- Silver Rock Financial LP on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.