Data / Investment advisers / New York / Serone Capital Management LLC
Serone Capital Management LLC, New York, NY: $116 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Serone Capital Management LLC is an SEC registered investment adviser with its main office in New York, New York and reports $116 million in regulatory assets under management in its Form ADV filed July 22, 2026. Its clients include pooled investment vehicles. It is paid through fixed fees.
The request: Watch Serone Capital Management LLC (CRD number 338114): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 338114
- SEC file number
- 801-135110
- SEC status
- Approved, effective January 2, 2026
- Main office
- 444 Madison Avenue, New York, NY 10022
- Phone
- (646) 781-7394
- Regulatory AUM
- $116,106,077 in the Form ADV filed July 22, 2026
- Non discretionary AUM
- $116,106,077
- Accounts
- 1
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $116.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $116.1 million | April 27, 2026 |
| February 2, 2026 | Not listed | December 18, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Marathon Partners Equity Management, LLC | New York | $120.1 million | 2 | adviserinfo.sec.gov |
| Exceed Advisory LLC | New York | $119.2 million | Not listed | adviserinfo.sec.gov |
| Savvy Labs Inc | New York | $118.9 million | Not listed | adviserinfo.sec.gov |
| Bruckmann, Rosser, Sherrill & Co., Management, L.P. | New York | $118.7 million | 4 | adviserinfo.sec.gov |
| Hunt Investment Management, LLC | New York | $117.7 million | 2 | adviserinfo.sec.gov |
| Finhabits Advisors, LLC | New York | $116 million | Not listed | adviserinfo.sec.gov |
| Ridgeline Productions LLC | New York | $115.4 million | 3 | adviserinfo.sec.gov |
| Leeb Capital Management, Inc. | New York | $111.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Serone Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.