Data / Investment advisers / Oklahoma / Seraph Capital Associates, LLC
Seraph Capital Associates, LLC, Bartlesville, OK: $90.3 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Seraph Capital Associates, LLC is an SEC registered investment adviser with its main office in Bartlesville, Oklahoma and reports $90.3 million in regulatory assets under management in its Form ADV filed July 31, 2026. Its clients include insurance companies, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management. It advises 5 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 165754
- SEC file number
- 801-112894
- SEC status
- Approved, effective April 20, 2018
- Main office
- 501 Se Fourth Street, Bartlesville, OK 74003
- Phone
- (918) 338-2255
- Regulatory AUM
- $90,287,578 in the Form ADV filed July 31, 2026
- Discretionary AUM
- $90,287,578
- Accounts
- 445
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Private funds
- 5: 4 real estate funds, 1 private equity fund
- Gross assets of private funds
- $22,336,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 41 | $33 million |
| Individuals (other than high net worth individuals) | 211 | $17.7 million |
| Pension and profit sharing plans | 70 | $13.9 million |
| High net worth individuals | 48 | $12.3 million |
| Charitable organizations | 17 | $7.5 million |
| Corporations or other businesses | 50 | $5.9 million |
| Pooled investment vehicles | 8 | $48,840 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $90.3 million | March 27, 2026 |
| December 1, 2025 | $77.5 million | September 30, 2025 |
Other advisers in Oklahoma
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| 10elms LLP | Tulsa | $120.6 million | Not listed | adviserinfo.sec.gov |
| Compass Capital Management, LLC | McAlester | $119 million | Not listed | adviserinfo.sec.gov |
| Chappelwood Financial Services | Edmond | $113.1 million | Not listed | adviserinfo.sec.gov |
| L&S Private Wealth, LLC | Oklahoma City | $108.5 million | Not listed | adviserinfo.sec.gov |
| Tao Private Wealth, LLC | Tulsa | $104.2 million | Not listed | adviserinfo.sec.gov |
| Even Herd LLC | Oklahoma City | $55.9 million | Not listed | adviserinfo.sec.gov |
| Plains Ventures | Oklahoma City | Not listed | 8 | adviserinfo.sec.gov |
| Conquer Investments, LLC | Oklahoma City | Not listed | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oklahoma
- Advisers with $50 million to $100 million in AUM
- Advisers serving insurance companies
- Advisers serving individuals
- Advisers that manage private funds
- Seraph Capital Associates, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.