Data / Investment advisers / California / Sasser Investment Management, Inc.
Sasser Investment Management, Inc., Berkeley, CA: $120 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sasser Investment Management, Inc. is an SEC registered investment adviser with its main office in Berkeley, California and reports $120 million in regulatory assets under management in its Form ADV filed April 1, 2026. Its clients include high net worth individuals. It is paid through a percentage of assets under management and other fees.
The request: Watch Sasser Investment Management, Inc. (CRD number 110886): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 110886
- SEC file number
- 801-121873
- SEC status
- Approved, effective July 29, 2021
- Main office
- 2907 Claremont Ave Suite 220, Berkeley, CA 94705
- Phone
- (510) 835-0960
- Website
- sasserinvestments.com
- Regulatory AUM
- $120,092,164 in the Form ADV filed April 1, 2026
- Discretionary AUM
- $113,295,830
- Non discretionary AUM
- $6,796,334
- Accounts
- 119
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 119 | $120.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $120.1 million | April 1, 2026 |
| December 1, 2025 | $110.5 million | May 23, 2025 |
Other advisers in Berkeley
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Elmwood Wealth Management | Berkeley | $477.9 million | Not listed | adviserinfo.sec.gov |
| Honte Advisors LLC | Berkeley | $417.7 million | 1 | adviserinfo.sec.gov |
| Willow Grove Advisors, LLC | Berkeley | $369.8 million | Not listed | adviserinfo.sec.gov |
| Topel & Distasi Wealth Management, LLC | Berkeley | $312.1 million | Not listed | adviserinfo.sec.gov |
| Clayton Partners LLC | Berkeley | $172 million | 1 | adviserinfo.sec.gov |
| The House Fund, LLC | Berkeley | Not listed | 19 | adviserinfo.sec.gov |
| Base Venture Management, Inc. | Berkeley | Not listed | 10 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Berkeley, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Sasser Investment Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.