Data / Investment advisers / Maryland / Sargent Investment Group
Sargent Investment Group, Bethesda, MD: $1.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sargent Investment Group is an SEC registered investment adviser with its main office in Bethesda, Maryland and reports $1.5 billion in regulatory assets under management in its Form ADV filed May 26, 2026. Its clients include high net worth individuals, charitable organizations and individuals. It is paid through a percentage of assets under management and fixed fees. It advises 1 private fund.
The request: Watch Sargent Investment Group (CRD number 297499): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 297499
- SEC file number
- 801-113542
- SEC status
- Approved, effective July 6, 2018
- Legal name
- Sargent Investment Group, LLC
- Main office
- 4920 Elm Street Suite 305, Bethesda, MD 20814
- Phone
- (202) 580-6400
- Regulatory AUM
- $1,475,799,413 in the Form ADV filed May 26, 2026
- Discretionary AUM
- $1,165,082,546
- Non discretionary AUM
- $310,716,867
- Accounts
- 1,381
- Employees
- 18, of which 13 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 1: 1 private equity fund
- Gross assets of private funds
- $9,750,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 251 | $1.34 billion |
| Charitable organizations | 11 | $59.6 million |
| Individuals (other than high net worth individuals) | 145 | $59.3 million |
| Corporations or other businesses | Fewer than 5 | $21.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $1.48 billion | February 13, 2026 |
| December 1, 2025 | $1.28 billion | April 30, 2025 |
Other advisers in Bethesda
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| FBB Capital Partners | Bethesda | $2.39 billion | Not listed | adviserinfo.sec.gov |
| Trumbower Financial Advisors LLC | Bethesda | $1.98 billion | Not listed | adviserinfo.sec.gov |
| Advisorshares | Bethesda | $1.72 billion | Not listed | adviserinfo.sec.gov |
| Rotunda Capital Partners, LLC | Bethesda | $1.61 billion | 12 | adviserinfo.sec.gov |
| Edgemoor Investment Advisors, Inc. | Bethesda | $1.52 billion | Not listed | adviserinfo.sec.gov |
| MV Capital Management, Inc. | Bethesda | $1.44 billion | Not listed | adviserinfo.sec.gov |
| Northlane Capital Partners | Bethesda | $1.16 billion | 3 | adviserinfo.sec.gov |
| Warner Financial, Inc | Bethesda | $851.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Bethesda, MD
- Investment advisers in Maryland
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Advisers that manage private funds
- Sargent Investment Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.