Data / Investment advisers / New York / S3 Capital Advisors LLC
S3 Capital Advisors LLC, New York, NY: $3.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
S3 Capital Advisors LLC is an SEC registered investment adviser with its main office in New York, New York and reports $3.6 billion in regulatory assets under management in its Form ADV filed January 13, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 4 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 322956
- SEC file number
- 801-135326
- SEC status
- Approved, effective February 17, 2026
- Main office
- 535 Madison Avenue 19th Floor, New York, NY 10022
- Phone
- (212) 300-8800
- Website
- sprucecap.com
- Regulatory AUM
- $3,640,296,517 in the Form ADV filed January 13, 2026
- Discretionary AUM
- $3,528,971,517
- Non discretionary AUM
- $111,325,000
- Accounts
- 24
- Employees
- 39, of which 15 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 4: 4 real estate funds
- Gross assets of private funds
- $12,215,000
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 22 | $3.55 billion |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Anchorage Capital Group, L.L.C. | New York | $3.71 billion | 7 | adviserinfo.sec.gov |
| Midocean US Advisor, L.P. | New York | $3.70 billion | 10 | adviserinfo.sec.gov |
| TGM Associates L.P. | New York | $3.66 billion | 7 | adviserinfo.sec.gov |
| Caledonia US, LP | New York | $3.66 billion | 4 | adviserinfo.sec.gov |
| Infrastructure Capital Advisors, LLC | New York | $3.64 billion | 1 | adviserinfo.sec.gov |
| Palladium Equity Partners Advisor, LLC | New York | $3.60 billion | 5 | adviserinfo.sec.gov |
| Axar Capital Management LP | New York | $3.60 billion | 20 | adviserinfo.sec.gov |
| Oha Private Credit Advisors LLC | New York | $3.58 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- S3 Capital Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.