Data / Investment advisers / Oregon / Retirement Planning Specialists, Inc.
Retirement Planning Specialists, Inc., Ashland, OR: $371 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Retirement Planning Specialists, Inc. is an SEC registered investment adviser with its main office in Ashland, Oregon and reports $371 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include individuals. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Retirement Planning Specialists, Inc. (CRD number 139358): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 139358
- SEC file number
- 801-66205
- SEC status
- Approved, effective February 15, 2006
- Legal name
- S & P Financial, Inc.
- Main office
- 241 Maple Street Suite 101, Ashland, OR 97520
- Phone
- (541) 482-0138
- Website
- retirementplanningspecialists.com
- Regulatory AUM
- $370,590,050 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $370,590,050
- Accounts
- 1,651
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 556 | $370.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $370.6 million | March 31, 2026 |
| December 1, 2025 | $323.6 million | March 28, 2025 |
Other advisers in Oregon
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Zuna, LLC | Portland | $411.3 million | Not listed | adviserinfo.sec.gov |
| Range Financial Group, LLC | Tigard | $408.1 million | Not listed | adviserinfo.sec.gov |
| Hurley Financial Group, Inc. | Corvallis | $406.5 million | Not listed | adviserinfo.sec.gov |
| Panoramic Capital Partners LLC | Lake Oswego | $392.7 million | Not listed | adviserinfo.sec.gov |
| Optima Capital LLC | Beaverton | $379.8 million | Not listed | adviserinfo.sec.gov |
| Pace Financial Advisors | Hillsboro | $362.1 million | Not listed | adviserinfo.sec.gov |
| Cascade Investment Advisors, Inc. | Oregon City | $360.4 million | Not listed | adviserinfo.sec.gov |
| Washington Park Capital Management, LLC | Portland | $359.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oregon
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Retirement Planning Specialists, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.