Data / Investment advisers / New York / Redwood Grove Capital, LLC
Redwood Grove Capital, LLC, New York, NY: $364 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Redwood Grove Capital, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $364 million in regulatory assets under management in its Form ADV filed April 14, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and other fees. It advises 1 private fund.
The request: Watch Redwood Grove Capital, LLC (CRD number 286228): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 286228
- SEC file number
- 801-122386
- SEC status
- Approved, effective September 24, 2021
- Main office
- 445 Park Avenue 9th Floor, New York, NY 10022
- Phone
- (650) 622-8739
- Website
- redwoodgrovecapital.com
- Regulatory AUM
- $364,000,000 in the Form ADV filed April 14, 2026
- Discretionary AUM
- $364,000,000
- Accounts
- 1
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, other fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $364,000,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $364 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $364 million | February 18, 2026 |
| December 1, 2025 | $340 million | March 13, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Saraza Management LP | New York | $366.5 million | 1 | adviserinfo.sec.gov |
| Fio Advisors LP | New York | $366.5 million | 2 | adviserinfo.sec.gov |
| Jacobs Asset Management, LLC | New York | $366.4 million | 1 | adviserinfo.sec.gov |
| Sage Advisors, LLC | New York | $366.1 million | 22 | adviserinfo.sec.gov |
| Reservoir Operations, L.P. | New York | $364.8 million | 5 | adviserinfo.sec.gov |
| Domani Advisors | New York | $362.8 million | Not listed | adviserinfo.sec.gov |
| University Ventures | New York | $362.6 million | 10 | adviserinfo.sec.gov |
| Point Windward Advisors, Inc. | New York | $358.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Redwood Grove Capital, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.