Data / Investment advisers / New York / Prelude Capital Management, LLC
Prelude Capital Management, LLC, New York, NY: $2.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Prelude Capital Management, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $2.4 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include pooled investment vehicles. It is paid through fixed fees and performance based fees. It advises 9 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 158105
- SEC file number
- 801-73598
- SEC status
- Approved, effective March 30, 2012
- Main office
- 600 Lexington Ave 20th Floor, New York, NY 10022
- Phone
- (212) 546-1180
- Website
- preludecapital.com
- Regulatory AUM
- $2,388,923,435 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $2,388,923,435
- Accounts
- 18
- Employees
- 32, of which 11 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- fixed fees, performance based fees
- Private funds
- 9: 8 hedge funds, 1 real estate fund
- Gross assets of private funds
- $2,417,636,847
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 18 | $2.39 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.39 billion | March 31, 2026 |
| December 1, 2025 | $1.78 billion | September 8, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Infrared Capital Partners (US) LLC | New York | $2.44 billion | Not listed | adviserinfo.sec.gov |
| 683 Capital Management, LLC | New York | $2.44 billion | 1 | adviserinfo.sec.gov |
| Bleichroeder LP | New York | $2.43 billion | 5 | adviserinfo.sec.gov |
| Dark Forest Capital Management LP | New York | $2.42 billion | 1 | adviserinfo.sec.gov |
| Irenic Capital Management LP | New York | $2.40 billion | 10 | adviserinfo.sec.gov |
| Ratson Advisory LLC | New York | $2.39 billion | Not listed | adviserinfo.sec.gov |
| Liberty Street Advisors, Inc. | New York | $2.38 billion | Not listed | adviserinfo.sec.gov |
| New 2nd Capital | New York | $2.38 billion | 15 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Prelude Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.