Data / Investment advisers / Florida / Peakshares LLC
Peakshares LLC, Tampa, FL: $110 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Peakshares LLC is an SEC registered investment adviser with its main office in Tampa, Florida and reports $110 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
The request: Watch Peakshares LLC (CRD number 329193): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 329193
- SEC file number
- 801-129548
- SEC status
- Approved, effective February 16, 2024
- Main office
- 2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607
- Phone
- (877) 577-3257
- Website
- peaksharesfunds.com
- Regulatory AUM
- $110,000,000 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $110,000,000
- Accounts
- 2
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $110 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $110 million | March 31, 2026 |
| December 1, 2025 | $17.4 million | March 28, 2025 |
Other advisers in Tampa
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Wisdom Financial Planning | Tampa | $165.6 million | Not listed | adviserinfo.sec.gov |
| Truadvisors | Tampa | $132.7 million | Not listed | adviserinfo.sec.gov |
| Conscious Capital Wealth Management, LLC | Tampa | $131.3 million | Not listed | adviserinfo.sec.gov |
| Solist Financial | Tampa | $130.1 million | Not listed | adviserinfo.sec.gov |
| Craft Wealth Services | Tampa | $120.8 million | Not listed | adviserinfo.sec.gov |
| Baytrust Wealth Management, LLC | Tampa | $97.7 million | Not listed | adviserinfo.sec.gov |
| Mutual Trust Asset MGMT., Inc. | Tampa | $58.4 million | Not listed | adviserinfo.sec.gov |
| FF Capital Partners, LLC | Tampa | Not listed | 31 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Tampa, FL
- Investment advisers in Florida
- Advisers with $100 million to $500 million in AUM
- Advisers serving investment companies
- Peakshares LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.