Data / Investment advisers / Florida / Palm Peak Capital, LLC
Palm Peak Capital, LLC, Boca Raton, FL: $401 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Palm Peak Capital, LLC is an SEC registered investment adviser with its main office in Boca Raton, Florida and reports $401 million in regulatory assets under management in its Form ADV filed June 24, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 3 private funds.
The request: Watch Palm Peak Capital, LLC (CRD number 334986): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 334986
- SEC file number
- 801-136820
- SEC status
- Approved, effective July 23, 2026
- Main office
- 120 E. Palmetto Park Road Suite 203, Boca Raton, FL 33432
- Phone
- (561) 941-6355
- Regulatory AUM
- $400,841,880 in the Form ADV filed June 24, 2026
- Discretionary AUM
- $400,841,880
- Accounts
- 3
- Employees
- 9, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 3: 3 private equity funds
- Gross assets of private funds
- $400,841,880
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $400.8 million |
Other advisers in Boca Raton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Whitestar Advisors, LLC | Boca Raton | $454.5 million | Not listed | adviserinfo.sec.gov |
| New Water Capital, L.P. | Boca Raton | $454.4 million | 6 | adviserinfo.sec.gov |
| Imz Advisory Inc. | Boca Raton | $452.7 million | Not listed | adviserinfo.sec.gov |
| QP Wealth Management, LLC | Boca Raton | $405 million | Not listed | adviserinfo.sec.gov |
| Proathlete Wealth Management LLC | Boca Raton | $402.2 million | Not listed | adviserinfo.sec.gov |
| Barramundi Advisors LLC | Boca Raton | $390.4 million | 46 | adviserinfo.sec.gov |
| Boca Wealth Advisors | Boca Raton | $378.6 million | Not listed | adviserinfo.sec.gov |
| Comprehensive Wealth Solutions, LLC | Boca Raton | $374.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Boca Raton, FL
- Investment advisers in Florida
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Palm Peak Capital, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.