Data / Investment advisers / Florida / Imz Advisory Inc.
Imz Advisory Inc., Boca Raton, FL: $453 million AUM, SEC registered investment adviser
Imz Advisory Inc. is an SEC registered investment adviser with its main office in Boca Raton, Florida and reports $453 million in regulatory assets under management in its Form ADV filed August 12, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 314890
- SEC file number
- 801-122106
- SEC status
- Approved, effective August 18, 2021
- Main office
- 137 W. Royal Palm Road, Boca Raton, FL 33432
- Phone
- (561) 368-2336
- Website
- imzfinancialservices.com
- Regulatory AUM
- $452,739,985 in the Form ADV filed August 12, 2026
- Discretionary AUM
- $388,202,755
- Non discretionary AUM
- $64,537,230
- Accounts
- 502
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 125 | $246.9 million |
| Pension and profit sharing plans | 70 | $154.9 million |
| Individuals (other than high net worth individuals) | 247 | $51 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $452.7 million | March 3, 2026 |
| December 1, 2025 | $381.7 million | November 16, 2025 |
Other advisers in Boca Raton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Encore Housing Opportunity Fund Investment Manager, LLC | Boca Raton | $679.5 million | 5 | adviserinfo.sec.gov |
| F&V Capital Management, L.L.C. | Boca Raton | $557.8 million | Not listed | adviserinfo.sec.gov |
| Pharvision Advisers, LLC | Boca Raton | $513.2 million | 1 | adviserinfo.sec.gov |
| Whitestar Advisors, LLC | Boca Raton | $454.5 million | Not listed | adviserinfo.sec.gov |
| New Water Capital, L.P. | Boca Raton | $454.4 million | 6 | adviserinfo.sec.gov |
| QP Wealth Management, LLC | Boca Raton | $405 million | Not listed | adviserinfo.sec.gov |
| Proathlete Wealth Management LLC | Boca Raton | $402.2 million | Not listed | adviserinfo.sec.gov |
| Palm Peak Capital, LLC | Boca Raton | $400.8 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Boca Raton, FL
- Investment advisers in Florida
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Imz Advisory Inc. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.