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Data / Investment advisers / Massachusetts / Opaleye Management Inc.

Opaleye Management Inc., Boston, MA: $803 million AUM, SEC registered investment adviser

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

Opaleye Management Inc. is an SEC registered investment adviser with its main office in Boston, Massachusetts and reports $803 million in regulatory assets under management in its Form ADV filed February 19, 2026. Its clients include pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.

The request: Watch Opaleye Management Inc. (CRD number 124513): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.

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Registration
SEC registered investment adviser
CRD number
124513
SEC file number
801-78700
SEC status
Approved, effective October 29, 2013
Main office
One Boston Place 26th Floor, Boston, MA 02108
Phone
(617) 229-5085
Regulatory AUM
$802,773,181 in the Form ADV filed February 19, 2026
Discretionary AUM
$802,773,181
Accounts
2
Employees
4, of which 4 give investment advice
Form of organization
Corporation
Paid through
a percentage of assets under management, performance based fees
Private funds
1: 1 hedge fund
Gross assets of private funds
$789,221,306
Other offices
1
Form ADV Item 11 disclosures
Reported: other federal, state or foreign regulatory actions
Latest Form ADV filing
February 19, 2026
SEC record
Investment Adviser Public Disclosure

Clients

Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.

Client typeClientsAUM
Pooled investment vehicles1$789.2 million
Corporations or other businesses1$13.6 million

AUM in the SEC's monthly files

Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.

First in the file ofAUMForm ADV filed
March 2, 2026$802.8 millionFebruary 19, 2026
December 1, 2025$639.6 millionJuly 29, 2025

Other advisers in Boston

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.