Data / Investment advisers / California / Oceaniq Capital, LLC
Oceaniq Capital, LLC, Palo Alto, CA: $334 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Oceaniq Capital, LLC is an SEC registered investment adviser with its main office in Palo Alto, California and reports $334 million in regulatory assets under management in its Form ADV filed June 24, 2026. Its clients include high net worth individuals and pooled investment vehicles. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 3 private funds.
The request: Watch Oceaniq Capital, LLC (CRD number 168062): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 168062
- SEC file number
- 801-113911
- SEC status
- Approved, effective August 29, 2018
- Main office
- 1881 Page Mill Rd., Suite #236, Palo Alto, CA 94304
- Phone
- (415) 432-7580
- Website
- oceaniqcapital.com
- Regulatory AUM
- $334,170,960 in the Form ADV filed June 24, 2026
- Discretionary AUM
- $299,042,430
- Non discretionary AUM
- $35,128,530
- Accounts
- 452
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 3: 3 venture capital funds
- Gross assets of private funds
- $40,477,065
- Umbrella registration
- 2 relying advisers
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- June 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 448 | $312.2 million |
| Pooled investment vehicles | 4 | $22 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $334.2 million | March 27, 2026 |
| December 1, 2025 | $212.4 million | September 30, 2025 |
Other advisers in Palo Alto
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ahoy Capital | Palo Alto | $540.3 million | 10 | adviserinfo.sec.gov |
| Olive Partners Management | Palo Alto | $465.2 million | 14 | adviserinfo.sec.gov |
| Lightspeed Faction | Palo Alto | $432.6 million | 4 | adviserinfo.sec.gov |
| Daiwa Capital Management Silicon Valley Inc. | Palo Alto | $376.4 million | Not listed | adviserinfo.sec.gov |
| Triatomic Capital | Palo Alto | $346.3 million | 8 | adviserinfo.sec.gov |
| Triangle Peak Partners, LP | Palo Alto | $271.9 million | 3 | adviserinfo.sec.gov |
| Connective Capital Management, LLC | Palo Alto | $230.1 million | 2 | adviserinfo.sec.gov |
| Branson Frank a Inc | Palo Alto | $223.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Palo Alto, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Oceaniq Capital, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.