Data / Investment advisers / California / Occidental Asset Management, LLC
Occidental Asset Management, LLC, Burlingame, CA: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Occidental Asset Management, LLC is an SEC registered investment adviser with its main office in Burlingame, California and reports $1.4 billion in regulatory assets under management in its Form ADV filed October 27, 2026. Its clients include individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 168650
- SEC file number
- 801-78516
- SEC status
- Approved, effective September 6, 2013
- Main office
- 301 California Drive #9, Burlingame, CA 94010
- Phone
- (650) 344-1600
- Website
- occamllc.net
- Regulatory AUM
- $1,401,287,655 in the Form ADV filed October 27, 2026
- Discretionary AUM
- $1,401,287,655
- Accounts
- 2,101
- Employees
- 15, of which 9 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 945 | $1.40 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $1.40 billion | October 27, 2026 |
| March 2, 2026 | $1.07 billion | February 12, 2026 |
| December 1, 2025 | $953.4 million | September 16, 2025 |
Other advisers in Burlingame
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Altos Ventures Management, Inc. | Burlingame | $5.45 billion | 57 | adviserinfo.sec.gov |
| Skyknight Capital, L.P. | Burlingame | $4.43 billion | 20 | adviserinfo.sec.gov |
| Newview Capital Management, LLC | Burlingame | $3.86 billion | 27 | adviserinfo.sec.gov |
| Arc70 Advisers LP | Burlingame | $2.00 billion | 8 | adviserinfo.sec.gov |
| Sentinel Dome Partners, LLC | Burlingame | $1.59 billion | 22 | adviserinfo.sec.gov |
| Lateral Investment Management, LLC | Burlingame | $1.00 billion | 18 | adviserinfo.sec.gov |
| Virgo Investment Group LLC | Burlingame | $857.4 million | 12 | adviserinfo.sec.gov |
| Keenan Capital, LLC | Burlingame | $687.6 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Burlingame, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Occidental Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.