Data / Investment advisers / California / O'Neil Global Advisors, Inc.
O'Neil Global Advisors, Inc., Los Angeles, CA: $402 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
O'Neil Global Advisors, Inc. is an SEC registered investment adviser with its main office in Los Angeles, California and reports $402 million in regulatory assets under management in its Form ADV filed May 4, 2026. Its clients include corporations and other businesses, pooled investment vehicles and charitable organizations. It is paid through a percentage of assets under management and performance based fees. It advises 2 private funds.
The request: Watch O'Neil Global Advisors, Inc. (CRD number 308150): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 308150
- SEC file number
- 801-119966
- SEC status
- Approved, effective December 17, 2020
- Main office
- 12655 Beatrice Street, Los Angeles, CA 90066
- Phone
- (310) 448-6800
- Website
- oneilglobaladvisors.com
- Regulatory AUM
- $401,920,000 in the Form ADV filed May 4, 2026
- Discretionary AUM
- $401,920,000
- Accounts
- 87
- Employees
- 40, of which 8 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $41,567,000
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 4, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 8 | $323.1 million |
| Pooled investment vehicles | 2 | $41.6 million |
| Charitable organizations | 1 | $37.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $401.9 million | March 20, 2026 |
| December 1, 2025 | $367.7 million | April 30, 2025 |
Other advisers in Los Angeles
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Fusion Capital | Los Angeles | $461.4 million | 7 | adviserinfo.sec.gov |
| Confidence Wealth Management, Inc. | Los Angeles | $454.1 million | Not listed | adviserinfo.sec.gov |
| Kinetic Investment Management, Inc. | Los Angeles | $450.9 million | Not listed | adviserinfo.sec.gov |
| AG Asset Advisory, LLC | Los Angeles | $440.5 million | Not listed | adviserinfo.sec.gov |
| TCW Asset Backed Finance Management Company LLC | Los Angeles | $425 million | Not listed | adviserinfo.sec.gov |
| Shrier Wealth Management, LLC | Los Angeles | $390.6 million | Not listed | adviserinfo.sec.gov |
| Harold Davidson & Associates, Inc | Los Angeles | $390.5 million | Not listed | adviserinfo.sec.gov |
| Griffin Global Asset Management | Los Angeles | $363.5 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Angeles, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving corporations and other businesses
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- O'Neil Global Advisors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.