Data / Investment advisers / California / Neumeier Poma Investment Counsel LLC
Neumeier Poma Investment Counsel LLC, Carmel, CA: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Neumeier Poma Investment Counsel LLC is an SEC registered investment adviser with its main office in Carmel, California and reports $1.4 billion in regulatory assets under management in its Form ADV filed October 30, 2026. Its clients include charitable organizations, state and municipal governments and pension and profit sharing plans. It is paid through a percentage of assets under management. It advises 1 private fund.
The request: Watch Neumeier Poma Investment Counsel LLC (CRD number 110672): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 110672
- SEC file number
- 801-23649
- SEC status
- Approved, effective March 4, 1985
- Main office
- 26435 Carmel Rancho Boulevard Suite 200, Carmel, CA 93923
- Phone
- (831) 625-6355
- Website
- npsmallvalue.com
- Regulatory AUM
- $1,374,910,482 in the Form ADV filed October 30, 2026
- Discretionary AUM
- $1,374,910,482
- Accounts
- 109
- Employees
- 11, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Private funds
- 1: 1 other private fund
- Gross assets of private funds
- $66,335,907
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 29 | $493.5 million |
| State or municipal government entities | 6 | $483.3 million |
| Pension and profit sharing plans | Fewer than 5 | $161.2 million |
| High net worth individuals | 21 | $129.5 million |
| Pooled investment vehicles | 1 | $66.3 million |
| Corporations or other businesses | Fewer than 5 | $32.4 million |
| Individuals (other than high net worth individuals) | 17 | $8.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| June 1, 2026 | $1.37 billion | May 20, 2026 |
| December 1, 2025 | $1.09 billion | May 20, 2025 |
Other advisers in California
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Vivo Capital, LLC | Palo Alto | $6.10 billion | 16 | adviserinfo.sec.gov |
| Snyder Capital Management LP | San Francisco | $6.09 billion | 2 | adviserinfo.sec.gov |
| KCM Investment Advisors | Greenbrae | $6.02 billion | Not listed | adviserinfo.sec.gov |
| Capital Research & Consulting LLC | Pasadena | $5.99 billion | Not listed | adviserinfo.sec.gov |
| Parallax Volatility Advisers, L.P. | San Francisco | $5.98 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving charitable organizations
- Advisers serving state and municipal governments
- Advisers that manage private funds
- Neumeier Poma Investment Counsel LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.