Data / Investment advisers / Minnesota / Modus Advisors, LLC
Modus Advisors, LLC, Excelsior, MN: $601 million AUM, SEC registered investment adviser
Modus Advisors, LLC is an SEC registered investment adviser with its main office in Excelsior, Minnesota and reports $601 million in regulatory assets under management in its Form ADV filed February 23, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 291204
- SEC file number
- 801-112534
- SEC status
- Approved, effective March 1, 2018
- Main office
- 23505 Smithtown Road Suite 290, Excelsior, MN 55331
- Phone
- (952) 946-1000
- Regulatory AUM
- $601,069,964 in the Form ADV filed February 23, 2026
- Discretionary AUM
- $592,780,911
- Non discretionary AUM
- $8,289,053
- Accounts
- 1,500
- Employees
- 8, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 162 | $527 million |
| Individuals (other than high net worth individuals) | 184 | $74.1 million |
| Pension and profit sharing plans | 1 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $601.1 million | February 23, 2026 |
| December 1, 2025 | $514 million | October 23, 2025 |
Other advisers in Minnesota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| White Oaks Wealth Advisors, Inc. | Minneapolis | $618.3 million | Not listed | adviserinfo.sec.gov |
| Wheeler Retirement Plans LLC | Duluth | $618.1 million | Not listed | adviserinfo.sec.gov |
| Highmark Wealth Management LLC | St. Paul | $611.7 million | Not listed | adviserinfo.sec.gov |
| Cornerstone Wealth Advisors, Inc. | Edina | $608.7 million | Not listed | adviserinfo.sec.gov |
| Gradient Wealth Management | Arden Hills | $607.9 million | Not listed | adviserinfo.sec.gov |
| Ais Planning | St. Cloud | $591 million | Not listed | adviserinfo.sec.gov |
| Greater Midwest Financial Group, LLC | Saint Paul | $589.3 million | Not listed | adviserinfo.sec.gov |
| Twele Capital Management, Inc. | Minnetonka | $578.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minnesota
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Modus Advisors, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.