Data / Investment advisers / Minnesota / Gradient Wealth Management
Gradient Wealth Management, Arden Hills, MN: $608 million AUM, SEC registered investment adviser
Gradient Wealth Management is an SEC registered investment adviser with its main office in Arden Hills, Minnesota and reports $608 million in regulatory assets under management in its Form ADV filed April 13, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 127701
- SEC file number
- 801-80807
- SEC status
- Approved, effective January 8, 2015
- Legal name
- Gradient Securities, LLC
- Main office
- 4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126
- Phone
- (866) 991-1539
- Website
- gradientfinancialgroup.com
- Regulatory AUM
- $607,877,168 in the Form ADV filed April 13, 2026
- Non discretionary AUM
- $607,877,168
- Accounts
- 5,848
- Employees
- 67, of which 67 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 46
- Form ADV Item 11 disclosures
- Reported: criminal actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- April 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 4,386 | $453.1 million |
| High net worth individuals | 160 | $147.9 million |
| Corporations or other businesses | 4 | $4.1 million |
| Pension and profit sharing plans | 3 | $2.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $607.9 million | March 31, 2026 |
| December 1, 2025 | $591.1 million | October 23, 2025 |
Other advisers in Minnesota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Murphy Pohlad Asset Management LLC | Eden Prairie | $639.7 million | Not listed | adviserinfo.sec.gov |
| White Oaks Wealth Advisors, Inc. | Minneapolis | $618.3 million | Not listed | adviserinfo.sec.gov |
| Wheeler Retirement Plans LLC | Duluth | $618.1 million | Not listed | adviserinfo.sec.gov |
| Highmark Wealth Management LLC | St. Paul | $611.7 million | Not listed | adviserinfo.sec.gov |
| Cornerstone Wealth Advisors, Inc. | Edina | $608.7 million | Not listed | adviserinfo.sec.gov |
| Modus Advisors, LLC | Excelsior | $601.1 million | Not listed | adviserinfo.sec.gov |
| Ais Planning | St. Cloud | $591 million | Not listed | adviserinfo.sec.gov |
| Greater Midwest Financial Group, LLC | Saint Paul | $589.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minnesota
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Gradient Wealth Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.