Data / Investment advisers / New York / Itau USA Asset Management
Itau USA Asset Management, New York, NY: $9.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Itau USA Asset Management is an SEC registered investment adviser with its main office in New York, New York and reports $9.3 billion in regulatory assets under management in its Form ADV filed August 7, 2026. Its clients include pooled investment vehicles, sovereign wealth funds and foreign official institutions and high net worth individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees.
The request: Watch Itau USA Asset Management (CRD number 156313): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 156313
- SEC file number
- 801-72400
- SEC status
- Approved, effective June 17, 2011
- Legal name
- Itau USA Asset Management Inc.
- Main office
- 599 Lexington Ave 34th Floor, New York, NY 10022
- Phone
- (212) 845-0600
- Website
- open.spotify.com
- Regulatory AUM
- $9,266,870,687 in the Form ADV filed August 7, 2026
- Discretionary AUM
- $9,266,870,687
- Accounts
- 65
- Employees
- 26, of which 14 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees, other fees
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 47 | $7.46 billion |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $1.71 billion |
| High net worth individuals | 16 | $101.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $9.27 billion | March 30, 2026 |
| December 1, 2025 | $6.65 billion | March 31, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| SLR Capital Partners, LLC | New York | $9.42 billion | 11 | adviserinfo.sec.gov |
| Kennedy Lewis Loan Management LLC | New York | $9.42 billion | 22 | adviserinfo.sec.gov |
| Interval Partners, L.P. | New York | $9.39 billion | 5 | adviserinfo.sec.gov |
| Altaris, LLC | New York | $9.34 billion | 19 | adviserinfo.sec.gov |
| Joel Isaacson & Co., LLC | New York | $9.32 billion | Not listed | adviserinfo.sec.gov |
| Graniteshares Advisors LLC | New York | $9.19 billion | Not listed | adviserinfo.sec.gov |
| 400 Capital Management LLC | New York | $9.04 billion | 20 | adviserinfo.sec.gov |
| J.F. Lehman and Company LLC | New York | $9.01 billion | 26 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving sovereign wealth funds and foreign official institutions
- Itau USA Asset Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.