Data / Investment advisers / Ohio / Hpe Capital Management II, LLC
Hpe Capital Management II, LLC, Cincinnati, OH: $840 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Hpe Capital Management II, LLC is an SEC registered investment adviser with its main office in Cincinnati, Ohio and reports $840 million in regulatory assets under management in its Form ADV filed September 17, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 11 private funds.
The request: Watch Hpe Capital Management II, LLC (CRD number 283607): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 283607
- SEC file number
- 801-117101
- SEC status
- Approved, effective July 29, 2019
- Main office
- 5905 E. Galbraith Road Suite 9000, Cincinnati, OH 45236
- Phone
- (513) 745-9200
- Website
- hauserprivateequity.com
- Regulatory AUM
- $840,468,397 in the Form ADV filed September 17, 2026
- Discretionary AUM
- $840,468,397
- Accounts
- 5
- Employees
- 6, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 11: 5 private equity funds, 4 venture capital funds, 2 other private funds
- Gross assets of private funds
- $1,164,781,074
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: criminal actions
- Latest Form ADV filing
- September 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 5 | $840.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $840.5 million | March 30, 2026 |
| December 1, 2025 | $600.3 million | July 7, 2025 |
Other advisers in Cincinnati
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Randolph Co Inc | Cincinnati | $1.08 billion | Not listed | adviserinfo.sec.gov |
| Timber Bay Partners, LLC | Cincinnati | $1.05 billion | 4 | adviserinfo.sec.gov |
| Formidable Asset Management, LLC | Cincinnati | $903 million | 1 | adviserinfo.sec.gov |
| Gearhart & Associates | Cincinnati | $872.6 million | Not listed | adviserinfo.sec.gov |
| Canopy Partners | Cincinnati | $869 million | Not listed | adviserinfo.sec.gov |
| Wealth Dimensions Family Office, Inc | Cincinnati | $716.3 million | Not listed | adviserinfo.sec.gov |
| Eichner Investment Planning, LLC | Cincinnati | $692.1 million | Not listed | adviserinfo.sec.gov |
| RC Capital | Cincinnati | $682.1 million | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Cincinnati, OH
- Investment advisers in Ohio
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Hpe Capital Management II, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.