Data / Investment advisers / Ohio / Formidable Asset Management, LLC
Formidable Asset Management, LLC, Cincinnati, OH: $903 million AUM, SEC registered investment adviser
Formidable Asset Management, LLC is an SEC registered investment adviser with its main office in Cincinnati, Ohio and reports $903 million in regulatory assets under management in its Form ADV filed August 14, 2026. Its clients include high net worth individuals, individuals and investment companies. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 167555
- SEC file number
- 801-77975
- SEC status
- Approved, effective April 22, 2013
- Main office
- 221 E. 4th Street Suite 2700, Cincinnati, OH 45202
- Phone
- (513) 655-5566
- Website
- formidableam.com
- Regulatory AUM
- $903,036,940 in the Form ADV filed August 14, 2026
- Discretionary AUM
- $902,305,562
- Non discretionary AUM
- $731,378
- Accounts
- 2,196
- Employees
- 21, of which 14 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $1,793,630
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 203 | $626.1 million |
| Individuals (other than high net worth individuals) | 674 | $230.4 million |
| Investment companies | 2 | $39.8 million |
| Corporations or other businesses | 10 | $2.1 million |
| Charitable organizations | 5 | $1.8 million |
| Pooled investment vehicles | 1 | $1.8 million |
| Pension and profit sharing plans | 5 | $986,484 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $903 million | March 31, 2026 |
| December 1, 2025 | $876 million | March 26, 2025 |
Other advisers in Cincinnati
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Wealth Dimensions Group, LTD. | Cincinnati | $1.24 billion | Not listed | adviserinfo.sec.gov |
| HCM Wealth Advisors | Cincinnati | $1.23 billion | Not listed | adviserinfo.sec.gov |
| Hauser Retirement Solutions 2 LLC | Cincinnati | $1.21 billion | Not listed | adviserinfo.sec.gov |
| Randolph Co Inc | Cincinnati | $1.08 billion | Not listed | adviserinfo.sec.gov |
| Timber Bay Partners, LLC | Cincinnati | $1.05 billion | 4 | adviserinfo.sec.gov |
| Gearhart & Associates | Cincinnati | $872.6 million | Not listed | adviserinfo.sec.gov |
| Canopy Partners | Cincinnati | $869 million | Not listed | adviserinfo.sec.gov |
| Hpe Capital Management II, LLC | Cincinnati | $840.5 million | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Cincinnati, OH
- Investment advisers in Ohio
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Formidable Asset Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.