Data / Investment advisers / Louisiana / Harger and Company, Inc.
Harger and Company, Inc., Baton Rouge, LA: $137 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Harger and Company, Inc. is an SEC registered investment adviser with its main office in Baton Rouge, Louisiana and reports $137 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Harger and Company, Inc. (CRD number 10385): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 10385
- SEC file number
- 801-129739
- SEC status
- Approved, effective March 22, 2024
- Main office
- 8048 One Calais Ave Suite D, Baton Rouge, LA 70809
- Phone
- (225) 767-7228
- Website
- hargerandcompany.com
- Regulatory AUM
- $137,039,240 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $3,193,435
- Non discretionary AUM
- $133,845,805
- Accounts
- 423
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 280 | $137 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $137 million | March 27, 2026 |
| December 1, 2025 | $123.3 million | November 20, 2025 |
Other advisers in Baton Rouge
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Evans Investment Advisors, L.L.C. | Baton Rouge | $390.7 million | Not listed | adviserinfo.sec.gov |
| Hibernia Wealth Partners, LLC | Baton Rouge | $372.5 million | Not listed | adviserinfo.sec.gov |
| Asempa Wealth Advisors | Baton Rouge | $246 million | Not listed | adviserinfo.sec.gov |
| Brian Low Financial Group, LLC | Baton Rouge | $239.3 million | Not listed | adviserinfo.sec.gov |
| Advisor.Investments | Baton Rouge | $199.4 million | 1 | adviserinfo.sec.gov |
| JCN Financial & Tax Advisory Group, LLC | Baton Rouge | $130.5 million | Not listed | adviserinfo.sec.gov |
| Pelican Investment Advisors, LLC | Baton Rouge | $128.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Baton Rouge, LA
- Investment advisers in Louisiana
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Harger and Company, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.