Data / Investment advisers / New York / Harbinger Capital Partners LLC
Harbinger Capital Partners LLC, New York, NY: $134 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Harbinger Capital Partners LLC is an SEC registered investment adviser with its main office in New York, New York and reports $134 million in regulatory assets under management in its Form ADV filed March 25, 2025. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 5 private funds.
The request: Watch Harbinger Capital Partners LLC (CRD number 160538): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 160538
- SEC file number
- 801-74005
- SEC status
- Approved, effective March 26, 2012
- Main office
- 1965 Broadway Suite 28e, New York, NY 10023
- Phone
- (212) 518-4177
- Website
- harbingercapital.com
- Regulatory AUM
- $134,196,348 in the Form ADV filed March 25, 2025
- Discretionary AUM
- $134,196,348
- Accounts
- 14
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 5: 5 hedge funds
- Gross assets of private funds
- $336,390,003
- Umbrella registration
- 1 relying advisers
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, civil court actions
- Latest Form ADV filing
- March 25, 2025
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 16 | $134.2 million |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Fithian LLC | New York | $136.2 million | Not listed | adviserinfo.sec.gov |
| BH Asset Management, LLC | New York | $136 million | Not listed | adviserinfo.sec.gov |
| Heights Point Management, LP | New York | $135.2 million | 1 | adviserinfo.sec.gov |
| Lightsmith Climate Resilience Management LLC | New York | $135.1 million | 1 | adviserinfo.sec.gov |
| Ap Capital Delaware LLC | New York | $134.8 million | 2 | adviserinfo.sec.gov |
| Equilibrium Ventures, LLC | New York | $134.2 million | 5 | adviserinfo.sec.gov |
| Argo Infrastructure Management, LP | New York | $133.5 million | 1 | adviserinfo.sec.gov |
| Lifecapital Partners LLC | New York | $133.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Harbinger Capital Partners LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.