Data / Investment advisers / Georgia / Gutt Financial Management, LLC
Gutt Financial Management, LLC, Atlanta, GA: $162 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Gutt Financial Management, LLC is an SEC registered investment adviser with its main office in Atlanta, Georgia and reports $162 million in regulatory assets under management in its Form ADV filed January 22, 2026. Its clients include high net worth individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 109270
- SEC file number
- 801-47978
- SEC status
- Approved, effective January 18, 1995
- Main office
- 3414 Peachtree Rd Ne 103 Monarch Plaza, Atlanta, GA 30326
- Phone
- (404) 237-4188
- Website
- guttfm.com
- Regulatory AUM
- $162,070,014 in the Form ADV filed January 22, 2026
- Discretionary AUM
- $123,503,804
- Non discretionary AUM
- $38,566,210
- Accounts
- 189
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- January 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 49 | $162.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $162.1 million | January 22, 2026 |
| December 1, 2025 | $142.5 million | February 10, 2025 |
Other advisers in Atlanta
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ash Investment Partners, LLC | Atlanta | $185.7 million | 1 | adviserinfo.sec.gov |
| George M. Hiller Companies, LLC | Atlanta | $183 million | Not listed | adviserinfo.sec.gov |
| True Square Financial LLC | Atlanta | $178.8 million | Not listed | adviserinfo.sec.gov |
| Chancellor Wealth Management, Inc. | Atlanta | $174 million | Not listed | adviserinfo.sec.gov |
| The Keystone Financial Alliance, LLC | Atlanta | $164.7 million | Not listed | adviserinfo.sec.gov |
| Martinwright Advisory, LLC | Atlanta | $160.7 million | Not listed | adviserinfo.sec.gov |
| Covey Capital Advisors, LLC | Atlanta | $156.5 million | Not listed | adviserinfo.sec.gov |
| Lynx Capital, LLC | Atlanta | $154.5 million | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Atlanta, GA
- Investment advisers in Georgia
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Gutt Financial Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.